Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mario? Claim Your ProfileMario Fratto is a financial advisor with Wells Fargo Advisors Financial Network, LLC in Boca Raton, Florida. Mario has been in the financial industry since 1997. Mario is registered with FINRA and the state of Florida and holds Series 7, 63, and 65 licenses. Mario also holds the SIE certification. Prior to joining Wells Fargo Advisors, Mario worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc, and other financial institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/09/2024 - Present
Wells Fargo Advisors Financial Network, LLC (BOCA RATON FL)
NY
12/04/2014 - 07/31/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/29/2007 - 12/11/2014
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/29/1998 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
01/08/1998 - 05/14/1998
THE J.B. SUTTON GROUP, LLC (MELVILLE NY)
NY
06/16/1997 - 01/26/1998
ROYAL HUTTON SECURITIES CORP. (NEW YORK NY)
NJ
04/18/1997 - 07/23/1997
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
NY
10/14/1996 - 02/24/1997
STERLING FOSTER & COMPANY, INC. (UNIONDALE NY)
IA
Issued 10/18/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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