Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mario? Claim Your ProfileMario Mendoza is a financial advisor who is actively registered in California. He has been in the industry since March 2011. Mario holds a Series 7, Series 63, Series 66, Series 31 and SIE license and is currently registered with Farmers Financial Solutions, LLC. Previously, Mario was also employed by U.S. BANCORP INVESTMENTS, INC., CALTON & ASSOCIATES, INC., WELLS FARGO ADVISORS, LLC, BANCWEST INVESTMENT SERVICES, INC., CHASE INVESTMENT SERVICES CORP., WAMU INVESTMENTS, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and MORGAN STANLEY DW INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
04/20/2023 - Present
Farmers Financial Solutions, LLC (STOCKTON CA)
CA
01/16/2018 - 05/21/2018
U.S. BANCORP INVESTMENTS, INC. (SAN RAMON CA)
CA
02/24/2016 - 08/31/2016
CALTON & ASSOCIATES, INC. (Fair Oaks CA)
CA
09/09/2011 - 01/20/2016
WELLS FARGO ADVISORS, LLC (CITRUS HEIGHTS CA)
CA
08/10/2010 - 09/12/2011
BANCWEST INVESTMENT SERVICES, INC. (LODI CA)
CA
05/02/2009 - 08/10/2010
CHASE INVESTMENT SERVICES CORP. (MODESTO CA)
CA
09/17/2007 - 05/02/2009
WAMU INVESTMENTS, INC. (STOCKTON CA)
CA
01/18/2006 - 08/21/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STOCKTON CA)
NY
10/04/2004 - 01/06/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 05/10/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/05/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/15/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/20/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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