Unclaimed
Mario Virtudes is a financial professional with over 18 years of experience in the industry. Mario is currently registered with Commonfund Securities, Inc. in Wilton, Connecticut, and Darien, Connecticut, specializing in helping individuals and families achieve their financial goals. Previously, Mario worked at Capital Dynamics Broker Dealer LLC in New York, New York. Mario holds Series 7, Series 31, and Series 63 licenses and is dedicated to providing personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
12/03/2018 - Present
Commonfund Securities, Inc. (WILTON CT)
NY
05/06/2013 - 11/19/2018
CAPITAL DYNAMICS BROKER DEALER LLC (NEW YORK NY)
CT
06/06/2008 - 02/06/2013
COMMONFUND SECURITIES, INC. (WILTON CT)
NY
04/10/2007 - 06/09/2008
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
09/08/2004 - 03/20/2007
DEAM INVESTOR SERVICES, INC. (NEW YORK NY)
BC
Issued 01/11/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2019
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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