Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mario? Claim Your ProfileMario Alexander Diaz is a financial professional with over 2 years of experience in the financial services industry. Mario is currently registered with Fidelity Brokerage Services LLC, and holds a Series 7, Series 63, Series 9, and Series 10 licenses. Mario has a broad range of experience serving clients throughout the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/06/2021 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
BC
Issued 05/14/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/21/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/06/2021
Series 7TO - General Securities Representative Examination
BC
Issued 04/29/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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