Unclaimed
Mario Alberto Vazquez is a financial advisor with over 13 years of experience in the financial industry. Mario is currently registered with PFS Investments Inc. in Burbank, California. Mario has previously worked at several other firms, including Wells Fargo Advisors, LLC, J.P. Morgan Securities LLC and Chase Investment Services Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
10/15/2014 - Present
PFS Investments Inc. (BURBANK CA)
CA
01/15/2014 - 09/11/2014
WELLS FARGO ADVISORS, LLC (ALHAMBRA CA)
CA
10/01/2012 - 12/05/2013
J.P. MORGAN SECURITIES LLC (PASADENA CA)
CA
03/30/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SAN MARINO CA)
CA
03/31/2010 - 03/02/2012
PFS INVESTMENTS INC. (BURBANK CA)
BC
Issued 06/24/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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