Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mario? Claim Your ProfileMario Gutierrez is a financial advisor with LPL Financial LLC. Mario Gutierrez is registered with the state of Texas. Mario Gutierrez has been in the industry since August 6, 2010 and has been associated with LPL Financial LLC since November 17, 2017. Mario Gutierrez previously worked at IMS Securities, Inc. and First Allied Securities, Inc. Mario Gutierrez holds the following licenses: Series 6, Series 7, Series 63, and Series 65. Mario Gutierrez has a strong background in providing financial advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
11/17/2017 - Present
LPL Financial LLC (MCALLEN TX)
TX
02/25/2013 - 11/09/2017
IMS SECURITIES, INC. (MCALLEN TX)
TX
08/06/2010 - 02/28/2013
FIRST ALLIED SECURITIES, INC. (MCALLEN TX)
IA
Issued 05/10/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2012
Series 7 - General Securities Representative Examination
BC
Issued 08/05/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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