Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mario? Claim Your ProfileMario Alberto Bermudez ruiz is a financial advisor with Charles Schwab & CO., Inc. Mario has been working in the financial industry since August 2021, and holds a Series 7TO and Series 66 license. Mario holds an active registration with the state of Texas and with the Financial Industry Regulatory Authority (FINRA). Prior to joining Charles Schwab & CO., Inc., Mario was a financial advisor with TD Ameritrade, Inc. in Omaha, Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
01/09/2022 - Present
Charles Schwab & CO., Inc. (Westlake TX)
NE
08/04/2021 - 07/26/2022
TD AMERITRADE, INC. (OMAHA NE)
BOTH
Issued 08/26/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/04/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/26/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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