Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mario? Claim Your ProfileMario Manna is a financial professional with over 17 years of experience in the industry. Mario is currently registered with Houlihan Lokey Capital, Inc. in New York, New York. Previously, Mario was employed with RBC Capital Markets, LLC, Pareto Securities Inc., and BNP Paribas Securities Corp. Mario is licensed to conduct business in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/09/2023 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
07/15/2019 - 04/26/2023
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
05/08/2017 - 07/01/2019
PARETO SECURITIES INC. (NEW YORK NY)
NY
02/13/2006 - 05/31/2016
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 04/18/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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