Unclaimed
Marinos Ballas is a financial professional with over 25 years of experience in the securities industry. Marinos is currently registered with Aegis Capital Corp. Marinos's professional experience includes previous roles at Gunnallen Financial, Inc., First Montauk Securities Corp., and Continental Broker-Dealer Corp. Marinos holds the Series 63, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
02/19/2010 - Present
Aegis Capital Corp. (MELVILLE NY)
NY
08/19/2002 - 03/02/2010
GUNNALLEN FINANCIAL, INC (FARMINGDALE NY)
NJ
01/25/2002 - 08/20/2002
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
NY
04/29/1997 - 02/25/2002
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
BC
Issued 04/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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