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Marinos Ballas

Aegis Capital Corp.

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About Marinos Ballas

Marinos Ballas is a financial professional with over 25 years of experience in the securities industry. Marinos is currently registered with Aegis Capital Corp. Marinos's professional experience includes previous roles at Gunnallen Financial, Inc., First Montauk Securities Corp., and Continental Broker-Dealer Corp. Marinos holds the Series 63, Series 7, and SIE licenses.

Firm Information

Marinos Ballas is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Marinos Ballas’s Registration & Firm History

NY

02/19/2010 - Present

Aegis Capital Corp. (MELVILLE NY)

NY

08/19/2002 - 03/02/2010

GUNNALLEN FINANCIAL, INC (FARMINGDALE NY)

NJ

01/25/2002 - 08/20/2002

FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)

NY

04/29/1997 - 02/25/2002

CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)

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Licenses & Designations

BC

Issued 04/22/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/21/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Marinos Ballas. Review regulatory record here.
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