Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marino? Claim Your ProfileMarino Lorza is a financial advisor with over 24 years of experience in the industry. Marino has a diverse background, having worked for several firms including Citigroup Global Markets Inc., Lehman Brothers Inc., and Salomon Smith Barney Inc. Marino is currently registered with Wells Fargo Securities, LLC. Marino holds Series 3, 6, 7, 22, 24, 52, 53, 63, 82, and 99 licenses, and the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
10/05/2022 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
07/20/2005 - 10/06/2022
CITIGROUP GLOBAL MARKETS INC. (Charlotte NC)
NY
04/18/2000 - 05/19/2005
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/05/1997 - 09/01/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 09/19/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/12/2024
Series 24 - General Securities Principal Examination
BC
Issued 03/17/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2001
Series 3 - National Commodity Futures Examination
BC
Issued 05/14/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Marino Lorza is the right advisor for you? Invested Better is here to help.
