linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Marina Rohlfs

Piper Sandler & Co.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Marina? Claim Your Profile

About Marina Rohlfs

Marina Rohlfs is a financial professional registered with Piper Sandler & Co. Marina has been in the financial services industry since 2022. Marina has passed the Series 7TO, SIE and Series 63 exams and holds a current registration in Minnesota. Prior to joining Piper Sandler & Co., Marina was employed by RBC CAPITAL MARKETS, LLC and T. ROWE PRICE INVESTMENT SERVICES, INC.

Firm Information

Marina Rohlfs is currently registered with Piper Sandler & Co.. Piper Sandler & Co. is a corporation headquartered in Minneapolis, Minnesota, that was formed on July 28, 1969. The firm provides analytical reports and public finance consulting program services, and manages portfolios for businesses. The firm has a total of 1,359 registered representatives and 24 investment adviser representatives, and manages approximately $1 billion to $10 billion in assets.
Piper Sandler & Co.

800 NICOLLET MALL

MINNEAPOLIS, MN 55402-7020

$1.58B

Assets Under Management

21

Total Clients

809

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

analytical reports/public finance consulting program

Analytical reports/public finance consulting program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Marina Rohlfs’s Registration & Firm History

MN

07/31/2024 - Present

Piper Sandler & Co. (MINNEAPOLIS MN)

MN

04/30/2024 - 08/07/2024

RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)

CO

02/11/2022 - 01/23/2024

T. ROWE PRICE INVESTMENT SERVICES, INC. (COLORADO SPRINGS CO)

Not sure if Marina Rohlfs is right for you?

Licenses & Designations

BC

Issued 03/11/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/11/2022

Series 7TO - General Securities Representative Examination

BC

Issued 12/30/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Marina Rohlfs.
Not sure if Marina Rohlfs is right for you?