Unclaimed
Marina Rodgers is a registered investment advisor representative with HSBC Securities (USA) Inc. in Chicago, Illinois. Marina has been in the securities industry since October 2018 and has passed the Series 7, Series 66, and SIE exams. Previously, Marina was employed at MORGAN STANLEY in Chicago. Marina has 14 approved registrations with FINRA and state regulatory authorities. Marina is currently licensed as an investment adviser representative in Illinois. In addition to her role at HSBC Securities (USA) Inc., Marina also works as a package delivery driver for Amazon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
07/28/2020 - Present
Hsbc Securities (usa) Inc. (Chicago IL)
IL
09/14/2018 - 06/08/2020
MORGAN STANLEY (Chicago IL)
BOTH
Issued 12/13/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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