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Marina Basta

Northwestern Mutual Investment Services, LLC

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About Marina Basta

Marina Basta is a registered representative with Northwestern Mutual Investment Services, LLC. She has been in the industry since 2019 and holds a Series 63, Series 66, and Series 7TO license. Marina has previously worked with J.P. Morgan Securities LLC and Santander Securities LLC. Marina is also registered as an investment advisor representative with Northwestern Mutual Wealth Management Company in New Jersey.

Firm Information

Marina Basta is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Marina Basta’s Registration & Firm History

NJ

02/05/2025 - Present

Northwestern Mutual Investment Services, LLC (Red Bank NJ)

PA

02/26/2021 - 03/28/2023

J.P. MORGAN SECURITIES LLC (Villanova PA)

NJ

12/18/2018 - 11/17/2020

SANTANDER SECURITIES LLC (SOMERVILLE NJ)

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Licenses & Designations

BOTH

Issued 11/08/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/04/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/30/2022

Series 7TO - General Securities Representative Examination

BC

Issued 12/18/2018

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/26/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Marina Basta.
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