Unclaimed
Marina Peacock is a financial advisor at Regal Investment Advisors LLC. Marina has been in the industry since 2013 and has been registered as an Investment Advisor Representative in Illinois since 2022. Marina specializes in providing financial planning and portfolio management services for individuals, businesses, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Third party fees
1
2
MI
01/06/2022 - Present
Regal Investment Advisors LLC (KENTWOOD MI)
IL
02/23/2021 - 12/13/2021
MORGAN STANLEY (ROCKFORD IL)
IL
02/26/2019 - 02/05/2021
BATES SECURITIES, INC. (ROCKFORD IL)
IL
09/26/2016 - 02/05/2019
ROBERT W. BAIRD & CO. INCORPORATED (Rockford IL)
IL
05/13/2013 - 09/23/2016
BATES SECURITIES, INC. (ROCKFORD IL)
MO
09/26/2012 - 11/20/2012
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 10/12/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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