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Marina Ann Smith

Vanguard Marketing Corp.

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About Marina Ann Smith

Marina Smith is a registered representative with Vanguard Marketing Corp. Marina has been in the securities industry since December 2022 and holds licenses including Series 63, Series 7TO and SIE. She is registered in 53 states. Marina is dedicated to providing her clients with personalized financial advice.

Firm Information

Marina Smith is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marina Smith’s Registration & Firm History

NC

12/02/2022 - Present

Vanguard Marketing Corp. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 10/31/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/02/2022

Series 7TO - General Securities Representative Examination

BC

Issued 09/19/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Marina Ann Smith.
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