Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marilyn? Claim Your ProfileMarilyn Weissman is a financial advisor with over 30 years of experience in the industry. Marilyn is currently registered with Wells Fargo Clearing Services, LLC, where she has been a registered representative since 2014. Marilyn has held previous roles at several other firms, including Wells Fargo Advisors Financial Network, LLC, First Clearing, LLC, UBS Financial Services Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, First Union Securities, Inc., Oppenheimer & Co., Inc., First Affiliated Securities, and Stifel, Nicolaus & Company, Incorporated. Marilyn holds Series 3, 7, 8, 9, 10, 63, 99TO, and SIE licenses. Marilyn is registered with the state of Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
04/10/2014 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
08/24/2016 - 09/26/2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
04/10/2014 - 11/22/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
09/12/2011 - 04/10/2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
08/09/2005 - 07/11/2011
UBS FINANCIAL SERVICES INC. (CHESTERFIELD MO)
MO
07/01/2003 - 05/02/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
04/06/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
03/12/1997 - 03/31/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NY
02/28/1994 - 02/27/1997
OPPENHEIMER & CO., INC. (NEW YORK NY)
CA
11/06/1991 - 02/24/1994
FIRST AFFILIATED SECURITIES (LA JOLLA CA)
MO
11/06/1989 - 11/04/1991
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
BC
Issued 11/03/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/14/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2004
Series 3 - National Commodity Futures Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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