Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marilyn? Claim Your ProfileMarilyn Maureen Ames is a financial advisor with Raymond James Financial Services Advisors, Inc. based in Tacoma, Washington. Marilyn has been in the industry since May 14, 2002, and holds a Series 6, 7, 63 and 66. Marilyn also holds the SIE exam. Her previous roles include positions with Umpqua Investments, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. She provides financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars. Marilyn also has experience working with insurance companies, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WA
02/13/2024 - Present
Raymond James Financial Services Advisors, Inc. (Tacoma WA)
WA
03/01/2023 - 10/18/2023
CETERA INVESTMENT SERVICES LLC (SEATTLE WA)
WA
02/17/2017 - 03/19/2021
UMPQUA INVESTMENTS, INC. (SEATTLE WA)
WA
10/23/2009 - 09/08/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEATTLE WA)
WA
01/22/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SEATTLE WA)
CA
07/05/2004 - 01/19/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MA
07/12/1999 - 01/09/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
07/01/1998 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
WA
03/14/1997 - 07/01/1998
SEAFIRST INVESTMENT SERVICES, INC. (SEATTLE WA)
BOTH
Issued 11/12/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/13/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2004
Series 7 - General Securities Representative Examination
BC
Issued 03/13/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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