Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marilyn? Claim Your ProfileMarilyn Leon Garcia is a financial advisor with Wells Fargo Clearing Services, LLC. Marilyn Garcia has been in the industry for over 20 years. She has a Series 7, Series 63, and SIE license and is registered in Florida, Georgia, and Iowa. Marilyn Garcia has experience working with clients of all types, including individuals, corporations, and institutions. Marilyn Garcia's previous employers include HSBC Securities (USA) Inc., HSBC Brokerage (USA) Inc., and Citigroup Investment Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
01/03/2023 - Present
Wells Fargo Clearing Services, LLC (AVENTURA FL)
FL
12/05/2012 - 01/05/2022
WELLS FARGO CLEARING SERVICES, LLC (AVENTURA FL)
FL
01/01/2005 - 10/15/2012
HSBC SECURITIES (USA) INC. (AVENTURA FL)
NY
02/28/2001 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
09/13/1999 - 11/08/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BC
Issued 05/24/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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