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Marilyn Helen Oberstein

Cetera Advisor Networks LLC

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About Marilyn Helen Oberstein

Marilyn Helen Oberstein is a financial advisor with over 40 years of experience in the industry. Marilyn has a broad range of experience having worked at several firms including Tower Square Securities, Inc., Advantage Capital Corporation and Travelers Equities Sales, Inc. Marilyn currently is registered with Cetera Advisor Networks LLC in New York and holds FINRA Series 1, 7, 24, 51, and 63 licenses. Marilyn is registered to provide investment advice in 8 states.

Firm Information

Marilyn Oberstein is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marilyn Oberstein’s Registration & Firm History

NY

09/03/2013 - Present

Cetera Advisor Networks LLC (EAST ISLIP NY)

NY

01/01/1999 - 09/03/2013

TOWER SQUARE SECURITIES, INC. (EAST ISLIP NY)

GA

08/15/1994 - 12/31/1998

ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)

CA

09/07/1979 - 08/15/1994

TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)

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Licenses & Designations

BC

Issued 12/04/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/11/2007

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 08/09/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/1984

Series 7 - General Securities Representative Examination

BC

Issued 08/02/1979

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Marilyn Helen Oberstein. Review regulatory record here.
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