Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marilyn? Claim Your ProfileMarilyn Carter is a registered investment advisor representative with Insight Securities, Inc. Marilyn has been in the industry since 1984 and has experience in portfolio management for individuals and businesses. Marilyn also provides financial planning and selection of other advisors. She is registered in multiple states and has passed a number of industry exams, including Series 63, 65, and 66. Marilyn worked previously with PaineWebber Incorporated, Lehman Brothers Inc., and E. F. Hutton & Company Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IA
11/07/2016 - Present
Insight Securities, Inc. (Spirit Lake IA)
NJ
05/15/1992 - 03/22/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
03/07/1988 - 06/04/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/03/1984 - 03/07/1988
E. F. HUTTON & COMPANY INC
BOTH
Issued 11/03/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/01/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/1986
Series 5 - Interest Rate Options Examination
BC
Issued 04/27/1984
Series 3 - National Commodity Futures Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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