Unclaimed
Marilyn Bustillo is an investment advisor representative with UBS Financial Services Inc. Marilyn has been in the industry since December 2008, previously working at SAFRA SECURITIES LLC and HSBC SECURITIES (USA) INC. Marilyn holds the Series 7, Series 66, and SIE licenses. Marilyn's current registrations are in Florida, New Jersey and the firm is located in Coral Gables, FL. The firm has been in business since 1985 and has more than $50 billion in assets under management. The firm specializes in individual, corporate and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
07/02/2018 - Present
UBS Financial Services Inc. (Coral Gables FL)
FL
10/01/2013 - 01/09/2018
SAFRA SECURITIES LLC (AVENTURA FL)
FL
10/15/2008 - 08/09/2013
HSBC SECURITIES (USA) INC. (MIAMI FL)
BOTH
Issued 06/26/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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