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Marilyn Aurelia Johnson

Allspring Funds Distributor, LLC

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About Marilyn Aurelia Johnson

Marilyn Aurelia Johnson is a financial advisor with Allspring Funds Distributor, LLC in Menomonee Falls, Wisconsin. Marilyn has been in the industry since 2001 and holds a variety of licenses and certifications including Series 6, 7, 24, 26, 63, and 65. Marilyn is registered with the state of Wisconsin. Previously, Marilyn was employed by PRINCIPAL FUNDS DISTRIBUTOR, INC., PRINCOR FINANCIAL SERVICES CORPORATION, and PRUCO SECURITIES CORPORATION.

Firm Information

Marilyn Johnson is currently registered with Allspring Funds Distributor, LLC. Allspring Funds Distributor, LLC is a Limited Liability Company formed on July 9, 2004, and is registered in 53 states and the District of Columbia. The firm has an approved SEC registration and provides advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

61

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marilyn Johnson’s Registration & Firm History

WI

12/20/2013 - Present

Allspring Funds Distributor, LLC (MENOMONEE FALLS WI)

IA

02/18/2010 - 12/17/2013

PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)

IA

11/18/2008 - 04/01/2010

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

NJ

08/13/1993 - 12/22/2000

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 03/07/2014

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 04/17/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/09/2018

Series 24 - General Securities Principal Examination

BC

Issued 07/07/1999

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/2008

Series 7 - General Securities Representative Examination

BC

Issued 08/10/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Marilyn Aurelia Johnson.
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