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Marilena D Vazquez

Safra Securities LLC

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About Marilena D Vazquez

Marilena Vazquez is a financial advisor with Safra Securities LLC, a firm based in Aventura, FL. Marilena has been in the industry since 2014 and holds the Series 99 and the Securities Industry Essentials Examination licenses. Previously, Marilena worked with MORA WM SECURITIES, INSIGNEO SECURITIES, LLC and NORTHEAST SECURITIES, INC.

Firm Information

Marilena Vazquez is currently registered with Safra Securities LLC. Safra Securities LLC, a Limited Liability Company formed in 2009, is registered with the SEC and in 42 states. The firm has been involved in 2 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marilena Vazquez’s Registration & Firm History

FL

11/15/2018 - Present

Safra Securities LLC (AVENTURA FL)

FL

02/05/2018 - 06/27/2018

MORA WM SECURITIES (Miami FL)

FL

07/31/2017 - 02/05/2018

INSIGNEO SECURITIES, LLC (MIAMI FL)

FL

11/14/2012 - 07/31/2017

NORTHEAST SECURITIES, INC. (MIAMI FL)

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Licenses & Designations

BC

Issued 06/27/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/13/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Marilena D Vazquez. Review regulatory record here.
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