Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mariko? Claim Your ProfileMariko Nichole Plumlee is a financial advisor with J.P. Morgan Securities LLC. Mariko has been in the financial services industry since 2008. Mariko has passed the Series 7, Series 66, and SIE exams and has been registered with FINRA and the state of California. Mariko has experience working with Wells Fargo Advisors, LLC and Wells Fargo Clearing Services, LLC, and City National Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
11/17/2022 - Present
J.p. Morgan Securities LLC (Irvine CA)
CA
05/18/2018 - 08/09/2021
WELLS FARGO CLEARING SERVICES, LLC (EL SEGUNDO CA)
CA
09/02/2014 - 05/11/2018
CITY NATIONAL SECURITIES, INC. (El Segundo, CA)
CA
01/03/2011 - 08/20/2014
WELLS FARGO ADVISORS, LLC (ROLLING HILLS ESTATES CA)
CA
06/26/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (REDONDO BEACH CA)
BOTH
Issued 07/19/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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