Unclaimed
Mariko Boswell has been a registered representative since 2006 and is currently registered with Pimco Investments LLC in Austin, TX. Mariko previously worked for Allianz Global Investors Distributors LLC and Credit Suisse Securities (USA) LLC. Mariko holds the Series 3, 7, 63, 66, 87 and SIE licenses. Mariko is licensed to conduct business in California, Michigan, Minnesota, New York, Oklahoma, Texas, Virginia and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
02/14/2011 - Present
Pimco Investments LLC (Austin TX)
CA
10/05/2010 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEWPORT BEACH CA)
NY
10/18/2006 - 08/08/2008
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BOTH
Issued 09/20/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/30/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2010
Series 3 - National Commodity Futures Examination
BC
Issued 11/16/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/17/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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