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Mariko E Boswell

Pimco Investments LLC

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About Mariko E Boswell

Mariko Boswell has been a registered representative since 2006 and is currently registered with Pimco Investments LLC in Austin, TX. Mariko previously worked for Allianz Global Investors Distributors LLC and Credit Suisse Securities (USA) LLC. Mariko holds the Series 3, 7, 63, 66, 87 and SIE licenses. Mariko is licensed to conduct business in California, Michigan, Minnesota, New York, Oklahoma, Texas, Virginia and Wisconsin.

Firm Information

Mariko Boswell is currently registered with Pimco Investments LLC. Pimco Investments LLC is a Limited Liability Company formed in 2010. The firm is registered to provide investment advisory services in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mariko Boswell’s Registration & Firm History

TX

02/14/2011 - Present

Pimco Investments LLC (Austin TX)

CA

10/05/2010 - 02/14/2011

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEWPORT BEACH CA)

NY

10/18/2006 - 08/08/2008

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 09/20/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/30/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/2010

Series 3 - National Commodity Futures Examination

BC

Issued 11/16/2006

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/17/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mariko E Boswell.
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