Unclaimed
Mariel Healy is a financial professional with over a decade of experience in the industry. She has held positions at Cowen and Company, Cowen Securities LLC, and is currently registered with TD Securities (USA) LLC. Mariel is a Series 7, Series 79, and Series 63 license holder and holds the SIE designation. Mariel is registered in New York and is currently active in both the broker-dealer and investment advisory industries.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/06/2024 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
05/08/2013 - 04/09/2024
COWEN AND COMPANY (NEW YORK NY)
NY
10/03/2012 - 05/29/2013
COWEN SECURITIES LLC (NEW YORK NY)
BC
Issued 11/30/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/02/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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