Unclaimed
Mariel Green is a securities professional registered with the state of New York and is affiliated with Smbc Nikko Securities America, Inc. Mariel has been in the securities industry for over 2 years, having obtained their licenses on 9/2/2022. Mariel holds the following licenses: Series 63, Series 79TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/02/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 02/18/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/04/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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