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Marie-sarah Cecile Montoya

BNP Paribas Securities Corp.

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About Marie-sarah Cecile Montoya

Marie-sarah Montoya has been in the financial services industry since June 5, 2013. Marie-sarah is currently registered with BNP Paribas Securities Corp. and has previously been registered with Barclays Capital Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, BGC Financial, L.P. and Goldman Sachs & Co. LLC. Marie-sarah holds the following licenses: Series 63, Series 66, Series 7, Series 17 and SIE. Marie-sarah is registered in all 50 states and the District of Columbia.

Firm Information

Marie-sarah Montoya is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marie-sarah Montoya’s Registration & Firm History

NY

07/19/2023 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NY

06/03/2021 - 01/26/2023

BARCLAYS CAPITAL INC. (NEW YORK NY)

FL

06/13/2019 - 04/12/2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)

FL

06/19/2018 - 04/09/2019

BGC FINANCIAL, L.P. (MIAMI FL)

NY

06/15/2012 - 04/11/2018

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 07/26/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/11/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/05/2018

Series 7 - General Securities Representative Examination

BC

Issued 06/14/2012

Series 17 - Limited Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Marie-sarah Cecile Montoya.
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