Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marie? Claim Your ProfileMarie Rego is a financial advisor with over 7 years of experience in the financial services industry. Marie is currently registered with Morgan Stanley and is licensed to provide investment advice in New Jersey and Texas. Marie has previously been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., and SLK-Hull Derivatives LLC. Marie holds the Series 66, Series 7, and SIE licenses and is also registered to provide investment advisory services in 36 states and 2 Canadian provinces.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
01/08/2018 - Present
Morgan Stanley (Paramus NJ)
NJ
03/01/2016 - 05/05/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PARAMUS NJ)
NJ
09/25/2014 - 01/07/2016
UBS FINANCIAL SERVICES INC. (PARAMUS NJ)
NJ
05/21/2014 - 09/29/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GLEN ROCK NJ)
NY
09/03/2003 - 11/02/2004
SLK-HULL DERIVATIVES LLC (NEW YORK NY)
BOTH
Issued 09/17/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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