Unclaimed
Marie Prelli Keefe is a financial advisor with Cetera Advisor Networks LLC. Marie has been in the financial services industry for over 20 years. Marie is registered with the state of Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
09/03/2013 - Present
Cetera Advisor Networks LLC (DANBURY CT)
CT
03/18/2010 - 09/03/2013
WALNUT STREET SECURITIES, INC. (DANBURY CT)
CT
12/14/2009 - 03/17/2010
SECURIAN FINANCIAL SERVICES, INC. (LITCHFIELD CT)
CT
03/14/2006 - 01/22/2008
EDWARD JONES (WINSTED CT)
CT
12/05/1996 - 01/17/2006
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
BOTH
Issued 01/10/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/17/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/03/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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