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Marie Mattera

National Financial Services LLC

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About Marie Mattera

Marie Mattera is a financial advisor with over 16 years of experience in the industry. Marie is currently registered with National Financial Services LLC and Fidelity Brokerage Services LLC. She is licensed to provide financial advice in New York. Previously, Marie has worked at Morgan Stanley, AllianceBernstein Investments, Inc. and Fidelity Brokerage Services LLC. She holds a Series 7, Series 63, Series 66 and SIE license.

Firm Information

Marie Mattera is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marie Mattera’s Registration & Firm History

NY

01/30/2024 - Present

National Financial Services LLC (NEW YORK CITY NY)

NY

04/06/2011 - 01/28/2013

MORGAN STANLEY (GARDEN CITY NY)

NY

04/13/2010 - 03/07/2011

ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)

NY

08/03/2006 - 03/30/2010

FIDELITY BROKERAGE SERVICES LLC (GARDEN CITY NY)

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Licenses & Designations

BOTH

Issued 05/04/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/25/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/02/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Marie Mattera.
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