Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marie? Claim Your ProfileMarie Tracy has been providing financial services for over 38 years. Marie has her Series 6, 7, 63, and 65 licenses and is registered with Hornor, Townsend & Kent, LLC. Marie's career started in 1982, and Marie has worked for several notable firms including AXA Advisors, LLC, The Equitable Life Assurance Society of the United States and MML Investors Services, Inc. Marie currently works out of the New York, NY branch office of Hornor, Townsend & Kent, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
NY
07/11/2021 - Present
Hornor, Townsend & Kent, LLC (NEW YORK NY)
NY
08/01/2011 - 02/24/2017
HORNOR, TOWNSEND & KENT, INC. (NEW YORK NY)
NJ
11/15/2005 - 08/03/2011
AXA ADVISORS, LLC (MONTVILLE NJ)
NY
03/24/1998 - 07/09/2004
AXA ADVISORS, LLC (NEW YORK NY)
NY
03/24/1998 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
11/17/1989 - 03/23/1998
MML INVESTORS SERVICES, INC.
MA
02/16/1989 - 03/23/1998
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
10/05/1983 - 01/11/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
12/17/1982 - 09/09/1983
IDS MARKETING CORPORATION
BC
Issued 03/24/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/07/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
BC
Issued 12/16/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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