Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marie? Claim Your ProfileMarie Ellen Klein is a registered investment advisor representative with Morgan Stanley Investment Management Inc. Marie has been in the financial services industry since April 19, 2018. Marie previously worked at MORGAN STANLEY DISTRIBUTION, INC. and JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC. Marie is licensed to sell securities in 52 states and is a registered investment advisor in New York. Marie is a Series 66, Series 63, Series 7, and Series SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
02/10/2022 - Present
Morgan Stanley Investment Management Inc. (NEW YORK NY)
NY
11/22/2019 - 01/15/2022
MORGAN STANLEY DISTRIBUTION, INC. (New York NY)
MA
03/30/2018 - 10/31/2019
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC (BOSTON MA)
BOTH
Issued 07/06/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/11/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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