Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marie? Claim Your ProfileMarie Elizabeth McCarthy is a financial advisor with Arete Wealth Management, LLC, based in Chicago, Illinois. Marie has over 28 years of experience in the financial services industry. She is licensed to conduct business in all 50 states. Marie holds FINRA Series 6, 7, 63, and 66 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
06/07/2024 - Present
Arete Wealth Management, LLC (CHICAGO IL)
NY
09/29/2006 - 03/11/2024
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
NY
04/11/2003 - 09/29/2006
FAM DISTRIBUTORS, INC. (NEW YORK NY)
MA
08/20/1993 - 03/26/2001
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
BOTH
Issued 10/20/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/14/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2003
Series 7 - General Securities Representative Examination
BC
Issued 08/19/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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