Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marie? Claim Your ProfileMarie Clare Brown is a registered representative and financial advisor with Tiaa-Cref Individual & Institutional Services, LLC. Marie has been in the financial services industry since January 22, 2020 and is licensed to conduct business in Colorado. Marie holds the Series 7TO, Series 3 and Series 24 licenses. In addition to her Series licenses, Marie has earned the Securities Industry Essentials (SIE) designation. Marie specializes in financial planning, portfolio management for individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CO
01/23/2020 - Present
Tiaa-Cref Individual & Institutional Services, LLC (DENVER CO)
BC
Issued 08/29/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/23/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/31/2019
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2011
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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