Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marie-claire? Claim Your ProfileMarie-claire Ann Hart is a financial advisor with Northwestern Mutual Investment Services, LLC, with over 2 years of experience in the industry. Marie-claire Hart is registered with FINRA and holds the Series 7TO, Series 63 and SIE licenses. Marie-claire Ann Hart has been working with clients in Colorado and Wisconsin. The firm also offers investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
WI
05/15/2020 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
CO
05/07/2019 - 03/27/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DENVER CO)
BC
Issued 07/24/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/06/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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