Unclaimed
Marie Catherine Whelan is a financial advisor with Voya Financial Partners, LLC. Marie is a Series 6 and Series 63 licensed professional. Marie has been in the financial industry since 2002. Marie has been registered with Voya Financial Partners, LLC since 2016. Marie has been registered with the state of Connecticut since 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
11/18/2016 - Present
Voya Financial Partners, LLC (WINDSOR CT)
CT
03/20/2013 - 04/19/2016
MML DISTRIBUTORS, LLC (ENFIELD CT)
CT
02/29/2008 - 01/24/2013
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (WINDSOR CT)
CT
07/23/2001 - 02/29/2008
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
BC
Issued 12/08/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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