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Marie Catherine Whelan

Voya Financial Partners, LLC

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About Marie Catherine Whelan

Marie Catherine Whelan is a financial advisor with Voya Financial Partners, LLC. Marie is a Series 6 and Series 63 licensed professional. Marie has been in the financial industry since 2002. Marie has been registered with Voya Financial Partners, LLC since 2016. Marie has been registered with the state of Connecticut since 2016.

Firm Information

Marie Whelan is currently registered with Voya Financial Partners, LLC. Voya Financial Partners, LLC is a Limited Liability Company formed in November 2000. The firm is registered in all 50 U.S. states, the District of Columbia, Puerto Rico, and the Virgin Islands. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marie Whelan’s Registration & Firm History

CT

11/18/2016 - Present

Voya Financial Partners, LLC (WINDSOR CT)

CT

03/20/2013 - 04/19/2016

MML DISTRIBUTORS, LLC (ENFIELD CT)

CT

02/29/2008 - 01/24/2013

HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (WINDSOR CT)

CT

07/23/2001 - 02/29/2008

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

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Licenses & Designations

BC

Issued 12/08/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/20/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Marie Catherine Whelan. Review regulatory record here.
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