Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marie? Claim Your ProfileMarie Caldera is a registered representative and investment advisor representative with Next Financial Group, Inc. Marie has been in the securities industry since 1990. Marie's current firm is located in San Luis Obispo, California, where Marie provides financial and investment services to individuals, families, and businesses. Prior to joining Next Financial Group, Marie worked at Advantage Capital Corporation, Protective Equity Services, Inc., and MONY Securities Corp. Marie has passed the Series 6, 7, 24, 51, 63, and 66 examinations and is licensed to sell securities in California, Idaho, Oregon, and Washington. Marie is also an insurance agent and offers health, dental, and vision insurance to individuals and groups.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar/workshop attendance fees
1
2
CA
06/25/2002 - Present
Next Financial Group, Inc. (SAN LUIS OBISPO CA)
GA
04/08/1992 - 12/31/1999
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
AL
01/09/1991 - 04/14/1992
PROTECTIVE EQUITY SERVICES, INC. (BIRMINGHAM AL)
NY
01/22/1990 - 07/10/1990
MONY SECURITIES CORP. (NEW YORK NY)
BOTH
Issued 06/14/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/01/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/11/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/1999
Series 7 - General Securities Representative Examination
BC
Issued 01/19/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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