Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marie? Claim Your ProfileMarie Treloar is a financial professional with over 20 years of experience in the industry. Marie is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Chandler, Arizona. Previously, Marie was registered with BBVA Compass Investment Solutions, Inc., LINSCO/PRIVATE LEDGER CORP. and American Express Financial Advisors Inc. Marie holds licenses for Series 6, 7, 26 and 66 exams, as well as the Securities Industry Essentials (SIE) exam. Marie specializes in various financial services, including retirement planning, insurance, mutual funds, stocks, bonds, and variable annuities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
10/22/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHANDLER AZ)
AZ
10/05/2000 - 03/06/2012
BBVA COMPASS INVESTMENT SOLUTIONS, INC (SCOTTSDALE AZ)
SC
02/24/2000 - 10/06/2000
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MN
12/01/1998 - 02/15/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/28/1998 - 02/15/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
GA
05/05/1998 - 10/30/1998
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 02/19/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/04/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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