Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maricel? Claim Your ProfileMaricel Betz is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Maricel has been in the financial industry since 2007 and has a wide range of experience in providing financial advice to individuals, businesses, and institutions. Maricel holds Series 6, 7, 63, 65, and 66 licenses and is registered to provide investment advice in 53 states. Maricel is committed to providing her clients with the highest level of service and expertise. Maricel is also registered with Country Capital Management Company, Pruco Securities, LLC, TD Ameritrade, Inc, Northern Trust Securities, Inc, Invest Financial Corporation, American Express Financial Advisors Inc, IDS Life Insurance Company, and Scudder Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
01/30/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NAPERVILLE IL)
IL
01/21/2015 - 03/08/2017
COUNTRY CAPITAL MANAGEMENT COMPANY (PLAINFIELD IL)
IL
03/04/2013 - 04/21/2014
PRUCO SECURITIES, LLC. (DOWNERS GROVE IL)
IL
01/02/2008 - 09/25/2008
TD AMERITRADE, INC. (OAK BROOK IL)
IL
02/09/2004 - 12/20/2007
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
WI
11/18/2002 - 01/26/2004
INVEST FINANCIAL CORPORATION (APPLETON WI)
MN
10/17/2001 - 09/19/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/17/2001 - 09/19/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IL
04/09/1999 - 10/08/2001
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
BOTH
Issued 01/06/2020
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/03/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/08/2017
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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