Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maribeth? Claim Your ProfileMaribeth Bates is a financial advisor with Morgan Stanley, located in Fort Lauderdale, FL. Maribeth has been in the financial services industry since 2006. Maribeth has a Series 7, Series 66, and SIE license. Maribeth is also registered to provide investment advice in 35 states, including Florida and Texas. Maribeth's previous experience includes working at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Lincoln Financial Advisors Corporation, and Jesup & Lamont Securities Corp. Maribeth also holds a board member position at the Exit Planning Institute Ft. Lauderdale Chapter.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
09/18/2020 - Present
Morgan Stanley (Fort Lauderdale FL)
FL
08/28/2019 - 09/28/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT LAUDERDALE FL)
FL
07/29/2014 - 09/19/2019
LINCOLN FINANCIAL ADVISORS CORPORATION (Pompano Beach FL)
FL
05/07/2010 - 10/15/2012
MANAGED ACCOUNT SERVICES, LLC (BOCA RATON FL)
FL
03/27/2006 - 05/12/2010
JESUP & LAMONT SECURITIES CORP (BOCA RATON FL)
CT
09/03/2004 - 03/06/2006
ADVEST, INC. (HARTFORD CT)
BOTH
Issued 12/07/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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