Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maribel? Claim Your ProfileMaribel Mendoza-frank is an Investment Advisor Representative at Wells Fargo Clearing Services, LLC. Maribel has been in the financial industry for 16 years. Maribel is licensed to provide investment advice and services in many states. Maribel was previously registered with Wells Fargo Investments, LLC. Maribel's background includes experience in financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/28/2012 - Present
Wells Fargo Clearing Services, LLC (SAN DIEGO CA)
CA
08/21/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SAN DIEGO CA)
BOTH
Issued 08/27/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/22/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/16/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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