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Mariano Rivarola

Morgan Stanley & Co. LLC

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About Mariano Rivarola

Mariano Rivarola is a financial professional registered with FINRA and is associated with Morgan Stanley & Co. LLC. Mariano holds the Series 99TO and the SIE exams. Mariano is currently employed with Morgan Stanley & Co. LLC, where they have been employed since 06/30/2022.

Firm Information

Mariano Rivarola is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mariano Rivarola’s Registration & Firm History

NY

06/30/2022 - Present

Morgan Stanley & Co. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/30/2022

Series 99TO - Operations Professional Examination

BC

Issued 05/18/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mariano Rivarola.
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