Unclaimed
Mariano Fernandez is a securities professional registered with Sanford C. Bernstein & Co., LLC. Mariano holds the Series 7TO, Series 63 and SIE licenses. Mariano is registered in Colorado and New Mexico. Mariano has been in the industry since February 2024. Sanford C. Bernstein & Co., LLC is a registered investment advisor. Sanford C. Bernstein & Co., LLC has approximately $1 billion to $10 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d, miscellaneous
1
2
CO
02/08/2024 - Present
Sanford C. Bernstein & CO., LLC (DENVER CO)
BC
Issued 03/11/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2024
Series 7TO - General Securities Representative Examination
BC
Issued 11/28/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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