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Mariano John Ricciardi

Franklin Distributors, LLC

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About Mariano John Ricciardi

Mariano Ricciardi is a registered representative with Franklin Distributors, LLC, holding Series 7TO, Series 63, and SIE licenses. Mariano Ricciardi is registered with the state of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Mariano Ricciardi has been in the industry since 2024.

Firm Information

Mariano Ricciardi is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mariano Ricciardi’s Registration & Firm History

MA

07/25/2024 - Present

Franklin Distributors, LLC (Boston MA)

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Licenses & Designations

BC

Issued 08/28/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/25/2024

Series 7TO - General Securities Representative Examination

BC

Issued 05/10/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mariano John Ricciardi.
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