Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mariano? Claim Your ProfileMariano Fabian Gaut is a securities professional with over 20 years of experience in the industry. Mariano is currently registered with Mizuho Securities USA LLC. Previously Mariano was employed by CITIGROUP GLOBAL MARKETS INC. Mariano holds licenses including Series 63, Series 24, Series 79TO, SIE, and Series 7. Mariano is licensed to conduct business in all 50 states, as well as Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/01/2016 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
12/19/2003 - 07/24/2015
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 07/19/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Mariano Gaut is the right advisor for you? Invested Better is here to help.
