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Marianne Newman

Axos Clearing LLC

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About Marianne Newman

Marianne Newman is a financial professional with over a decade of experience in the industry. Marianne is currently registered with Axos Clearing LLC and has been working with the firm since August 2021. Previously, Marianne worked with ICON DISTRIBUTORS, INC., from 2009 to 2020. Marianne holds the Series 6 and SIE exams.

Firm Information

Marianne Newman is currently registered with Axos Clearing LLC. Axos Clearing LLC is a Limited Liability Company formed in 2004 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration and is regulated by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

133

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marianne Newman’s Registration & Firm History

CO

08/25/2021 - Present

Axos Clearing LLC (CENTENNIAL CO)

CO

06/01/2009 - 09/30/2020

ICON DISTRIBUTORS, INC. (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/31/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Marianne Newman.
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