Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marianne? Claim Your ProfileMarianne Cooper is a registered representative in Rhode Island and has been in the industry since 2013. Marianne is currently registered with Avantax Investment Services, Inc. and has been employed with them since 2/8/2024. Previously, Marianne was employed with Ameriprise Financial Services, LLC. Marianne holds both Series 63 and Series 7 securities licenses and the Series 65 Investment Adviser license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
02/08/2024 - Present
Avantax Investment Services, Inc. (Wakefield RI)
RI
03/18/2013 - 02/26/2024
AMERIPRISE FINANCIAL SERVICES, LLC (PROVIDENCE RI)
IA
Issued 05/20/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/17/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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