Unclaimed
Mariann Rutter is a registered investment advisor representative with Cetera Investment Advisers LLC. Mariann has been working in the financial services industry since November 2009. Mariann has held previous positions with Securian Financial Services, Inc. and CRI Securities, LLC. She holds the Series 7, Series 63, Series 24, and Series 53 licenses, as well as the SIE exam. Mariann's firm, Cetera Investment Advisers LLC, is a registered investment advisor with the Securities and Exchange Commission. The firm provides a variety of financial planning and investment management services to individual, corporate, and institutional clients. Cetera Investment Advisers LLC manages over $104 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
01/02/2024 - Present
Cetera Investment Advisers LLC (MINNEAPOLIS MN)
MN
11/24/2009 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
11/24/2009 - 10/28/2021
CRI SECURITIES, LLC (MINNEAPOLIS MN)
IA
Issued 11/29/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/8/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/29/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 2/3/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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