Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mariann? Claim Your ProfileMariann Ashley Cheung-lee is a registered representative with UBS Financial Services Inc. Mariann Cheung-lee has been working in the financial industry for 23 years, specializing in financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, portfolio management for businesses, and portfolio management for individuals. Mariann Cheung-lee has been with UBS Financial Services Inc. since 2007. Mariann Cheung-lee was previously employed by MORGAN STANLEY & CO., INCORPORATED, MORGAN STANLEY DW INC. and LEBENTHAL & CO., INC. Mariann Cheung-lee is licensed in 53 states and holds the Series 63, 65 and 7 licenses as well as the SIE. Mariann Cheung-lee is a member of FINRA. Mariann Cheung-lee has a wide range of experience in the financial industry, and Mariann Cheung-lee is committed to providing her clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/26/2021 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
04/02/2007 - 11/05/2007
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
03/27/2001 - 04/02/2007
MORGAN STANLEY DW INC. (NEW YORK NY)
NY
02/03/2000 - 02/26/2001
LEBENTHAL & CO., INC. (NEW YORK NY)
IA
Issued 07/19/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/29/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mariann Cheung-lee is the right advisor for you? Invested Better is here to help.
